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中国临床研究:2026,39(5):784-788
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基于帕累托图与鱼骨图分析药物临床试验方案违背的原因及风险控制策略
(东南大学附属中大医院临床试验机构办公室, 江苏 南京 210009)
Analysis of causes and risk control strategies for protocol deviations in drug clinical trials based on Pareto chart and fishbone diagram
(Drug Clinical Trial Institution of Zhongda Hospital,Affiliated to Southeast University,Nanjing,Jiangsu 210009,China)
摘要
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投稿时间:2025-10-23   网络发布日期:2026-05-22
中文摘要: 目的 系统分析药物临床试验方案违背(PD)的发生现状、风险因素及根本原因,构建风险控制策略以降低PD发生率,提升临床试验质量。方法 回顾性收集2024年1月至12月东南大学附属中大医院105项药物临床试验项目的PD报告(共351例次),采用帕累托图识别主要PD类型及责任主体,结合鱼骨图溯源分析人员、流程、机制等多维度成因。结果 PD 责任主体以受试者(52.99%)和研究者(29.06%)为主;主要类型为超窗(30.20%)、检查/访视相关(28.21%)及用药相关(17.38%);根本原因集中于人员依从性不足(受试者认知匮乏、研究者药物临床试验质量管理规范意识薄弱)、流程缺陷(标准化缺失)及申办方设计不合理。结论 基于PD多维度成因,提出“以受试者为核心、研究者为关键、临床研究协调员为助力”的全过程风险控制策略,通过优化方案设计、强化依从性管理、完善质控机制,可显著降低PD率,保障试验数据真实性与受试者安全。
Abstract:Objective To systematically analyze the current status,risk factors and root causes of protocol deviation(PD)in drug clinical trials,and construct risk control strategies to reduce the incidence of PD and improve the quality of clinical trials. Methods A retrospective collection was conducted on PD reports(351 cases in total)from 105 drug clinical trial projects carried out in Zhongda Hospital Affiliated to Southeast University from January to December 2024.Pareto chart was used to identify the main types of PD and responsible subjects,and fishbone diagram was applied to trace and analyze multi-dimensional causes including personnel ,processes and mechanisms. Results The main responsible subjects of PD were subjects(52.99%)and investigators(29.06%). The primary types of PD included window violations(30.20%),examination/visit-related deviations(28.21%)and medication-related deviations(17.38%). The root causes were concentrated in insufficient personnel compliance(lack of subject cognition and weak Good Clinical Practice awareness of investigators),process defects(absence of standardization)and unreasonable design by sponsors.Conclusion Based on the multi-dimensional causes of PD,a whole-process risk control strategy featuring“subject-centered,investigator-focused and clinical research coordinator-supported”is proposed. By optimizing protocol design,strengthening compliance management and improving quality control mechanisms,the incidence of PD can be significantly reduced,so as to ensure the authenticity of trial data and the safety of subjects.
文章编号:     中图分类号:R95    文献标志码:A
基金项目:江苏省药品监督管理局“药品监管科学科研计划课题”(202381);南京大学中国医院改革发展研究院课题(NDYG2023006)
附件
引用文本:
杨玥, 陈希, 蔡名敏, 陈红, 谢波, 王慧萍.基于帕累托图与鱼骨图分析药物临床试验方案违背的原因及风险控制策略[J].中国临床研究,2026,39(5):784-788.

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